Assistant Manager, Operations
Job Description :
- Perform daily operational BAU consisting of trade settlement and clearing, trade and position reconciliation, corporate actions processing and other operations matters related to Securities, Derivatives, and Unit Trust businesses.
- Investigate and resolve any cash or stock breaks if any on daily basis by conducting reconciliation.
- Ensure deposits received from customers are sighted and processed promptly and withdrawal requests are timely processed.
- Day-to-day onboarding operations to ensure timely and accurate client application processing.
- Ensure due diligence, KYC, and AML procedures are performed in accordance with regulatory and internal policies.
- Identify gaps and enhance operational workflows.
- Ensure that internal rules and procedures are adhered to and in strict compliance with the regulatory rules.
- Ensure that Standard Operating Procedures (SOPs) are in line with new policies and are updated timely.
- Liaise with both internal and external parties to solve any trade-related queries or discrepancies.
- Participate in other projects, new products and other initiatives including take up ad hoc tasks as required. Assist in new product or system enhancement testing and UAT.
- Any other duties as assigned by the CEO
Qualification :
Skills:
Details
Salary up to :
Not disclosed.
Industry:
Banking & Finance
Job Category:
Banking & Financial Services
Job Roles:
Stockbroking & Trading
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